Unclaimed Profile

Charles Bradley Ziemba

DUNCAN-WILLIAMS, INC.·MEMPHIS, Tennessee

SIE, Series 7, Series 9, Series 10, Series 14, Series 24, Series 52TO, Series 63, Series 65, Series 87Clean record18 years registeredDUNCAN-WILLIAMS, INC.

6750 POPLAR AVE. SUITE 300, MEMPHIS, TN 38138CRD# 2958875Firm CRD# 6950

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Bradley Ziemba · MEMPHIS, TN

Registration

CRD #2958875 · DUNCAN-WILLIAMS, INC. · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DUNCAN-WILLIAMS, INC.

FINALIS INVESTMENT ADVISORY LLC

Mar 2022 – Oct 2025

CHICAGO, IL

D.A. DAVIDSON & CO.

Jun 2013 – Apr 2016

DENVER, CO

DUNCAN-WILLIAMS, INC.

Feb 2008 – Jun 2013

MEMPHIS, TN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 14

Series 24

Series 52TO

Series 63

Series 65

Series 87

Registration record

First registered · February 20, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DUNCAN-WILLIAMS, INC.

CRD 6950 · SEC 801-68820

AUM

$30M

Regulatory assets under management

Employees

128 client accounts

Services offered by DUNCAN-WILLIAMS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DUNCAN-WILLIAMS, INC. →

Introduction

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Frequently Asked Questions

What services does Charles Bradley Ziemba offer?

Charles Bradley Ziemba specializes in Financial Planning, Investment Management, Wealth Management.

What are Charles Bradley Ziemba's credentials?

Charles Bradley Ziemba is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Bradley Ziemba located?

Charles Bradley Ziemba is based in MEMPHIS, Tennessee, last registered with DUNCAN-WILLIAMS, INC..

How does Charles Bradley Ziemba charge for services?

Charles Bradley Ziemba's firm is compensated through percentage of aum, hourly charges, subscription fees, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DUNCAN-WILLIAMS, INC.?

DUNCAN-WILLIAMS, INC. has approximately 51 employees and manages $30M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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