AdvisorOS Directory
Claim Profile
Unclaimed Profile
DM

Donald Anthony Malmo

DUNCAN-WILLIAMS, INC.·MEMPHIS, Tennessee
SIE, Series 7, Series 24, Series 63Clean recordDUNCAN-WILLIAMS, INC.
6750 POPLAR AVE. SUITE 300, MEMPHIS, TN 38138CRD# 1959836Firm CRD# 6950

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Donald Anthony Malmo · MEMPHIS, TN
Registration
CRD #1959836 · DUNCAN-WILLIAMS, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
DUNCAN-WILLIAMS, INC.
CRD 6950 · SEC 801-68820
AUM
$30M
Regulatory assets under management
Employees
51
128 client accounts
Services offered by DUNCAN-WILLIAMS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at DUNCAN-WILLIAMS, INC. →
Introduction

Speak with Donald Anthony

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Donald Anthony is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MEMPHIS?

Browse all registered financial advisors in MEMPHIS, Tennessee or claim this profile if it's yours.

Browse MEMPHIS AdvisorsAre you this advisor? Claim profile
04

Frequently Asked Questions

What services does Donald Anthony Malmo offer?
Donald Anthony Malmo specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MEMPHIS, Tennessee for a consultation.
What are Donald Anthony Malmo's credentials?
Donald Anthony Malmo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Donald Anthony Malmo located?
Donald Anthony Malmo is based in MEMPHIS, Tennessee, working with DUNCAN-WILLIAMS, INC.. Their office serves clients in the MEMPHIS metropolitan area and surrounding communities.
How does Donald Anthony Malmo charge for services?
Donald Anthony Malmo's firm is compensated through percentage of aum, hourly charges, subscription fees, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DUNCAN-WILLIAMS, INC.?
DUNCAN-WILLIAMS, INC. has approximately 51 employees and manages $30M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at DUNCAN-WILLIAMS, INC.

Charles Bradley Ziemba
MEMPHIS, TN

More Advisors in MEMPHIS, Tennessee

David Nathan Fleischer
CHICKASAW CAPITAL MANAGEMENT, LLC·MEMPHIS, TN
CFA
Geoffrey Paul Mavar
CHICKASAW CAPITAL MANAGEMENT, LLC·MEMPHIS, TN
Heather Diane Smith
DUNCAN WILLIAMS ASSET MANAGEMENT, LLC·MEMPHIS, TN
Miles Slocum Fortas
GAVION, LLC·MEMPHIS, TN
Robert Mark Thomas Walker
CHICKASAW CAPITAL MANAGEMENT, LLC·MEMPHIS, TN
Brian L Jones
GAVION, LLC·MEMPHIS, TN

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Tennessee
NASHVILLE (158)KNOXVILLE (98)BRENTWOOD (93)CHATTANOOGA (59)FRANKLIN (53)JACKSON (18)GERMANTOWN (10)KINGSPORT (8)JOHNSON CITY (7)MURFREESBORO (6)
City Guides
NASHVILLE GuideKNOXVILLE GuideBRENTWOOD GuideCHATTANOOGA GuideFRANKLIN Guide
Research
Advisor Fees in TennesseeNational Fee Analysis
Request removal of this profile