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Nicholas Andrew Clay

BCS FINANCIAL, LLC·JOHNSON CITY, Tennessee
SIE, Series 7, Series 66, Series 99TOClean record18 years registeredBCS FINANCIAL, LLC
801 F SUNSET DRIVE, JOHNSON CITY, TN 37604CRD# 5389805Firm CRD# 115489

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Nicholas Andrew Clay · JOHNSON CITY, TN
Registration
CRD #5389805 · BCS FINANCIAL, LLC · 18 years registered
Brand Profile
Not yet started
01

Career History

BCS WEALTH MANAGEMENT, LLC
Oct 2010 – present
J.J.B. HILLIARD, W.L. LYONS, LLC
Oct 2007 – Oct 2010
KINGSPORT, TN
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Series 99TO
Registration record
First registered · October 15, 2007
Years registered · 18
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
BCS FINANCIAL, LLC
CRD 115489 · SEC 801-60905
AUM
$599M
Regulatory assets under management
Employees
13
1,531 client accounts
Services offered by BCS FINANCIAL, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at BCS FINANCIAL, LLC →
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05

Frequently Asked Questions

What services does Nicholas Andrew Clay offer?
Nicholas Andrew Clay specializes in Financial Planning, Investment Management. Contact their office in JOHNSON CITY, Tennessee for a consultation.
What are Nicholas Andrew Clay's credentials?
Nicholas Andrew Clay is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Nicholas Andrew Clay located?
Nicholas Andrew Clay is based in JOHNSON CITY, Tennessee, working with BCS FINANCIAL, LLC. Their office serves clients in the JOHNSON CITY metropolitan area and surrounding communities.
How does Nicholas Andrew Clay charge for services?
Nicholas Andrew Clay's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BCS FINANCIAL, LLC?
BCS FINANCIAL, LLC has approximately 13 employees and manages $599M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at BCS FINANCIAL, LLC

Nathan Christopher Goodwin
JOHNSON CITY, TN
Myra Alyne O'dell
JOHNSON CITY, TN
Michael Lee Alread
JOHNSON CITY, TN

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