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Alexander David Swatzell

MARMO FINANCIAL GROUP, LLC·JOHNSON CITY, Tennessee
SIE, Series 6, Series 7TO, Series 63, Series 65, Series 66CFPClean record9 years registeredMARMO FINANCIAL GROUP, LLC
801 SUNSET DRIVE, JOHNSON CITY, TN 37604CRD# 5030123Firm CRD# 143816

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Alexander David Swatzell · JOHNSON CITY, TN
Registration
CRD #5030123 · MARMO FINANCIAL GROUP, LLC · 9 years registered
Brand Profile
Not yet started
01

Career History

UBS FINANCIAL SERVICES INC.
Oct 2023 – present
MARMO FINANCIAL GROUP, LLC
Jul 2017 – Apr 2023
JOHNSON CITY, TN
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7TO
Series 63
Series 65
Series 66
Registration record
First registered · July 12, 2017
Years registered · 9
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
MARMO FINANCIAL GROUP, LLC
CRD 143816 · SEC 801-113718
AUM
$226M
Regulatory assets under management
Employees
10
1,625 client accounts
Services offered by MARMO FINANCIAL GROUP, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at MARMO FINANCIAL GROUP, LLC →
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05

Frequently Asked Questions

What services does Alexander David Swatzell offer?
Alexander David Swatzell specializes in Financial Planning, Investment Management. Contact their office in JOHNSON CITY, Tennessee for a consultation.
What are Alexander David Swatzell's credentials?
Alexander David Swatzell holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Alexander David Swatzell located?
Alexander David Swatzell is based in JOHNSON CITY, Tennessee, working with MARMO FINANCIAL GROUP, LLC. Their office serves clients in the JOHNSON CITY metropolitan area and surrounding communities.
How does Alexander David Swatzell charge for services?
Alexander David Swatzell's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MARMO FINANCIAL GROUP, LLC?
MARMO FINANCIAL GROUP, LLC has approximately 10 employees and manages $226M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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JOHNSON CITY, TN
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