Unclaimed Profile

Michael Preston Brooks

CYPRESS CAPITAL ADVISORS, LLC·FRANKLIN, Tennessee

Series 7, Series 9, Series 10, Series 31, Series 66Clean record22 years registeredCYPRESS CAPITAL ADVISORS, LLC

436 MAIN ST., FRANKLIN, TN 37064CRD# 4143729Firm CRD# 288944

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Preston Brooks · FRANKLIN, TN

Registration

CRD #4143729 · CYPRESS CAPITAL ADVISORS, LLC · 22 years registered

Brand Profile

Not yet started

Career History

CYPRESS CAPITAL, LLC

Jun 2014 – present

MORGAN STANLEY

Jun 2009 – Jun 2014

FRANKLIN, TN

MORGAN STANLEY & CO. INCORPORATED

Apr 2007 – Jun 2009

FRANKLIN, TN

MORGAN STANLEY

Jan 2004 – Apr 2007

NASHVILLE, TN

Registrations & Exams

FINRA examinations passed

Series 7

Series 9

Series 10

Series 31

Series 66

Registration record

First registered · January 21, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CYPRESS CAPITAL ADVISORS, LLC

CRD 288944 · SEC 801-110818

AUM

$324M

Regulatory assets under management

Employees

1,378 client accounts

Services offered by CYPRESS CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CYPRESS CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Michael Preston Brooks offer?

Michael Preston Brooks specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FRANKLIN, Tennessee for a consultation.

What are Michael Preston Brooks's credentials?

Michael Preston Brooks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Preston Brooks located?

Michael Preston Brooks is based in FRANKLIN, Tennessee, working with CYPRESS CAPITAL ADVISORS, LLC. Their office serves clients in the FRANKLIN metropolitan area and surrounding communities.

How does Michael Preston Brooks charge for services?

Michael Preston Brooks's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CYPRESS CAPITAL ADVISORS, LLC?

CYPRESS CAPITAL ADVISORS, LLC has approximately 6 employees and manages $324M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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