Unclaimed Profile

Bradley Ray Smith

SMITH WYND CAPITAL LLC·FRANKLIN, Tennessee

SIE, Series 7, Series 66Clean record20 years registeredSMITH WYND CAPITAL LLC

9000 CAROTHERS PKWY,, FRANKLIN, TN 37067CRD# 4420750Firm CRD# 333042

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Bradley Ray Smith · FRANKLIN, TN

Registration

CRD #4420750 · SMITH WYND CAPITAL LLC · 20 years registered

Brand Profile

Not yet started

Career History

SMITH & CO ADVISORY LLC

Dec 2024 – present

WESTMINSTER FINANCIAL ADVISORY CORP

Sep 2016 – present

HORTER INVESTMENT MANAGEMENT, LLC

Feb 2014 – Sep 2016

FRANKLIN, TN

PIEDMONT INVESTMENT ADVISORS, LLC

Jun 2011 – Sep 2014

FRANKLIN, TN

WOODBURY FINANCIAL SERVICES, INC.

Aug 2006 – Jun 2009

BONITA SPRINGS, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · August 3, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SMITH WYND CAPITAL LLC

CRD 333042 · SEC 801-131244

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by SMITH WYND CAPITAL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SMITH WYND CAPITAL LLC →

Introduction

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Frequently Asked Questions

What services does Bradley Ray Smith offer?

Bradley Ray Smith specializes in Financial Planning, Investment Management. Contact their office in FRANKLIN, Tennessee for a consultation.

What are Bradley Ray Smith's credentials?

Bradley Ray Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Bradley Ray Smith located?

Bradley Ray Smith is based in FRANKLIN, Tennessee, working with SMITH WYND CAPITAL LLC. Their office serves clients in the FRANKLIN metropolitan area and surrounding communities.

How does Bradley Ray Smith charge for services?

Bradley Ray Smith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SMITH WYND CAPITAL LLC?

SMITH WYND CAPITAL LLC has approximately 3 employees. The firm is registered with the SEC as an investment adviser.

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