Unclaimed Profile

James Espinales

SATUIT FUNDS MANAGEMENT, LLC·FRANKLIN, Tennessee

SIE, Series 7, Series 63Clean record23 years registeredSATUIT FUNDS MANAGEMENT, LLC

238 PUBLIC SQUARE, SUITE 200, FRANKLIN, TN 37064CRD# 1999517Firm CRD# 160565

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Espinales · FRANKLIN, TN

Registration

CRD #1999517 · SATUIT FUNDS MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SATUIT FUNDS MANAGEMENT, LLC

UBS FINANCIAL SERVICES INC.

Oct 2002 – Aug 2008

WEEHAWKEN, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · October 29, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SATUIT FUNDS MANAGEMENT, LLC

CRD 160565 · SEC 801-73070

AUM

$3M

Regulatory assets under management

Employees

2 client accounts

Services offered by SATUIT FUNDS MANAGEMENT, LLC

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at SATUIT FUNDS MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does James Espinales offer?

James Espinales specializes in Investment Management, Fee-Only Advisory.

What are James Espinales's credentials?

James Espinales is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Espinales located?

James Espinales is based in FRANKLIN, Tennessee, last registered with SATUIT FUNDS MANAGEMENT, LLC.

How does James Espinales charge for services?

James Espinales's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SATUIT FUNDS MANAGEMENT, LLC?

SATUIT FUNDS MANAGEMENT, LLC has approximately 9 employees and manages $3M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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