Unclaimed Profile

Claud Arthur Haws

EMINENCE VOLATILITY ADVISORS, LLC·FRANKLIN, Tennessee

SIE, Series 7, Series 9, Series 10, Series 63, Series 66CFP23 years registeredEMINENCE VOLATILITY ADVISORS, LLC

412 MAIN STREET, FRANKLIN, TN 37064CRD# 2051664Firm CRD# 314122

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Claud Arthur Haws · FRANKLIN, TN

Registration

CRD #2051664 · EMINENCE VOLATILITY ADVISORS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

MERCER GLOBAL ADVISORS INC.

Feb 2022 – present

HAWSGOODWIN WEALTH

Oct 2012 – May 2022

FRANKLIN, TN

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Aug 2008 – Nov 2012

FRANKLIN, TN

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jul 2003 – Aug 2008

FRANKLIN, TN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 63

Series 66

Registration record

First registered · July 7, 2003

Years registered · 23

Professional designation · CFP

Disclosure History

2024Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Introduction

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Frequently Asked Questions

What services does Claud Arthur Haws offer?

Claud Arthur Haws is a registered financial advisor in FRANKLIN, Tennessee. Contact their office for details on services offered.

What are Claud Arthur Haws's credentials?

Claud Arthur Haws holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Claud Arthur Haws located?

Claud Arthur Haws is based in FRANKLIN, Tennessee, working with EMINENCE VOLATILITY ADVISORS, LLC. Their office serves clients in the FRANKLIN metropolitan area and surrounding communities.

How large is EMINENCE VOLATILITY ADVISORS, LLC?

EMINENCE VOLATILITY ADVISORS, LLC is a registered investment adviser with the SEC. See their Form ADV for full details.

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