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Caroline P Galbraith

HAWSGOODWIN INVESTMENT MANAGEMENT, LLC·FRANKLIN, Tennessee
Unclaimed Profile
231 PUBLIC SQUARE, FRANKLIN, TN 37064CRD# 4844641Firm CRD# 165771
01

About

Caroline P Galbraith is a registered financial advisor based in FRANKLIN, Tennessee, affiliated with HAWSGOODWIN INVESTMENT MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
HAWSGOODWIN INVESTMENT MANAGEMENT, LLC
HAWSGOODWIN WEALTH
AUM
—
Regulatory assets under management
Employees
7
Total firm employees
View all advisors at HAWSGOODWIN INVESTMENT MANAGEMENT, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 4844641
Firm CRD# 165771
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Caroline P Galbraith offer?
Caroline P Galbraith specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FRANKLIN, Tennessee for a consultation.
What are Caroline P Galbraith's credentials?
Caroline P Galbraith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Caroline P Galbraith located?
Caroline P Galbraith is based in FRANKLIN, Tennessee, working with HAWSGOODWIN INVESTMENT MANAGEMENT, LLC. Their office serves clients in the FRANKLIN metropolitan area and surrounding communities.
How does Caroline P Galbraith charge for services?
Caroline P Galbraith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HAWSGOODWIN INVESTMENT MANAGEMENT, LLC?
HAWSGOODWIN INVESTMENT MANAGEMENT, LLC has approximately 7 employees. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Tennessee
NASHVILLE (391)MEMPHIS (374)CHATTANOOGA (164)KNOXVILLE (157)BRENTWOOD (154)
City Guides
NASHVILLE GuideMEMPHIS GuideCHATTANOOGA GuideKNOXVILLE GuideBRENTWOOD Guide
Research
Advisor Fees in TennesseeNational Fee Analysis
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