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Mindy Leah Freeman

TSW II CAPITAL ADVISORS, LLC·CHATTANOOGA, Tennessee
Clean recordTSW II CAPITAL ADVISORS, LLC
736 MARKET STREET, CHATTANOOGA, TN 37402CRD# 6023477Firm CRD# 157380

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Mindy Leah Freeman · CHATTANOOGA, TN
Registration
CRD #6023477 · TSW II CAPITAL ADVISORS, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Mindy Leah Freeman is a registered financial advisor based in CHATTANOOGA, Tennessee, affiliated with TSW II CAPITAL ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
TSW II CAPITAL ADVISORS, LLC
TSW II CAPITAL ADVISORS, LLC
AUM
$431M
Regulatory assets under management
Employees
8
Total firm employees
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 6023477
Firm CRD# 157380
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Mindy Leah Freeman offer?
Mindy Leah Freeman specializes in Retirement Planning. Contact their office in CHATTANOOGA, Tennessee for a consultation.
What are Mindy Leah Freeman's credentials?
Mindy Leah Freeman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mindy Leah Freeman located?
Mindy Leah Freeman is based in CHATTANOOGA, Tennessee, working with TSW II CAPITAL ADVISORS, LLC. Their office serves clients in the CHATTANOOGA metropolitan area and surrounding communities.
How does Mindy Leah Freeman charge for services?
Mindy Leah Freeman's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TSW II CAPITAL ADVISORS, LLC?
TSW II CAPITAL ADVISORS, LLC has approximately 8 employees and manages $431M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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