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Lafayette Hardwick Caldwell

TSW II CAPITAL ADVISORS, LLC·CHATTANOOGA, Tennessee
Unclaimed Profile
736 MARKET STREET, CHATTANOOGA, TN 37402CRD# 1260545Firm CRD# 157380
01

About

Lafayette Hardwick Caldwell is a registered financial advisor based in CHATTANOOGA, Tennessee, affiliated with TSW II CAPITAL ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
TSW II CAPITAL ADVISORS, LLC
TSW II CAPITAL ADVISORS, LLC
AUM
$431M
Regulatory assets under management
Employees
8
Total firm employees
View all advisors at TSW II CAPITAL ADVISORS, LLC →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 1260545
Firm CRD# 157380
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Lafayette Hardwick Caldwell offer?
Lafayette Hardwick Caldwell specializes in Retirement Planning. Contact their office in CHATTANOOGA, Tennessee for a consultation.
What are Lafayette Hardwick Caldwell's credentials?
Lafayette Hardwick Caldwell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Lafayette Hardwick Caldwell located?
Lafayette Hardwick Caldwell is based in CHATTANOOGA, Tennessee, working with TSW II CAPITAL ADVISORS, LLC. Their office serves clients in the CHATTANOOGA metropolitan area and surrounding communities.
How does Lafayette Hardwick Caldwell charge for services?
Lafayette Hardwick Caldwell's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TSW II CAPITAL ADVISORS, LLC?
TSW II CAPITAL ADVISORS, LLC has approximately 8 employees and manages $431M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at TSW II CAPITAL ADVISORS, LLC

Christopher James Fehr
CHATTANOOGA, TN
Katharine Caldwell Nevin
CHATTANOOGA, TN
Mindy Leah Freeman
CHATTANOOGA, TN

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Research
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