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Jay William Brooks

BROOKS, MOORE & ASSOCIATES, INC.·CHATTANOOGA, Tennessee
Series 65Clean record8 years registeredBROOKS, MOORE & ASSOCIATES, INC.
3905 SAINT ELMO AVENUE, CHATTANOOGA, TN 37409-1239CRD# 6915191Firm CRD# 105716

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jay William Brooks · CHATTANOOGA, TN
Registration
CRD #6915191 · BROOKS, MOORE & ASSOCIATES, INC. · 8 years registered
Brand Profile
Not yet started
01

Career History

BROOKS, MOORE & ASSOCIATES, INC.
May 2018 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · May 17, 2018
Years registered · 8
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
BROOKS, MOORE & ASSOCIATES, INC.
CRD 105716 · SEC 801-26708
AUM
$286M
Regulatory assets under management
Employees
6
319 client accounts
Services offered by BROOKS, MOORE & ASSOCIATES, INC.
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
View all advisors at BROOKS, MOORE & ASSOCIATES, INC. →
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05

Frequently Asked Questions

What services does Jay William Brooks offer?
Jay William Brooks specializes in Investment Management, Wealth Management. Contact their office in CHATTANOOGA, Tennessee for a consultation.
What are Jay William Brooks's credentials?
Jay William Brooks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jay William Brooks located?
Jay William Brooks is based in CHATTANOOGA, Tennessee, working with BROOKS, MOORE & ASSOCIATES, INC.. Their office serves clients in the CHATTANOOGA metropolitan area and surrounding communities.
How does Jay William Brooks charge for services?
Jay William Brooks's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BROOKS, MOORE & ASSOCIATES, INC.?
BROOKS, MOORE & ASSOCIATES, INC. has approximately 6 employees and manages $286M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at BROOKS, MOORE & ASSOCIATES, INC.

Jay William Brooks
CHATTANOOGA, TN
Richard Logan Moore
CHATTANOOGA, TN

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