Unclaimed Profile

Stephen Michael Hammers

PLANROCK WEALTH MANAGEMENT, LLC·BRENTWOOD, Tennessee

SIE, Series 7, Series 63, Series 65Clean record30 years registeredPLANROCK WEALTH MANAGEMENT, LLC

7105 PEACH CT, BRENTWOOD, TN 37027CRD# 2622537Firm CRD# 304803

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Michael Hammers · BRENTWOOD, TN

Registration

CRD #2622537 · PLANROCK WEALTH MANAGEMENT, LLC · 30 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PLANROCK WEALTH MANAGEMENT, LLC

COMPASS EFFICIENT MODEL PORTFOLIOS, LLC

Mar 2007 – May 2015

BRENTWOOD, TN

COMPASS ADVISORY GROUP, LLC

May 2003 – Dec 2006

BRENTWOOD, TN

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Dec 1995 – Apr 2003

BRENTWOOD, TN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · December 1, 1995

Years registered · 30

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PLANROCK WEALTH MANAGEMENT, LLC

CRD 304803 · SEC 801-118167

AUM

$27M

Regulatory assets under management

Employees

79 client accounts

Services offered by PLANROCK WEALTH MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at PLANROCK WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Stephen Michael Hammers offer?

Stephen Michael Hammers specializes in Investment Management.

What are Stephen Michael Hammers's credentials?

Stephen Michael Hammers is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Michael Hammers located?

Stephen Michael Hammers is based in BRENTWOOD, Tennessee, last registered with PLANROCK WEALTH MANAGEMENT, LLC.

How does Stephen Michael Hammers charge for services?

Stephen Michael Hammers's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PLANROCK WEALTH MANAGEMENT, LLC?

PLANROCK WEALTH MANAGEMENT, LLC has approximately 6 employees and manages $27M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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