Unclaimed Profile

Nancy Ann Carlson

PROFESSIONAL FINANCIAL SERVICES, INC.·SIOUX FALLS, South Dakota

SIE, Series 7, Series 24, Series 63, Series 65CFPClean record31 years registeredPROFESSIONAL FINANCIAL SERVICES, INC.

5024 S. BUR OAK PL., SIOUX FALLS, SD 57108CRD# 1450242Firm CRD# 269937

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nancy Ann Carlson · SIOUX FALLS, SD

Registration

CRD #1450242 · PROFESSIONAL FINANCIAL SERVICES, INC. · 31 years registered

Brand Profile

Not yet started

Career History

PRIME CAPITAL FINANCIAL

Dec 2022 – present

PROFESSIONAL FINANCIAL SERVICES, INC.

Aug 2015 – Mar 2023

SIOUX FALLS, SD

LPL FINANCIAL LLC

Mar 1995 – Dec 2018

SIOUX FALLS, SD

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · March 16, 1995

Years registered · 31

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PROFESSIONAL FINANCIAL SERVICES, INC.

CRD 269937 · SEC 801-101514

AUM

$190M

Regulatory assets under management

Employees

625 client accounts

Services offered by PROFESSIONAL FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PROFESSIONAL FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Nancy Ann Carlson offer?

Nancy Ann Carlson specializes in Financial Planning, Investment Management. Contact their office in SIOUX FALLS, South Dakota for a consultation.

What are Nancy Ann Carlson's credentials?

Nancy Ann Carlson holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Nancy Ann Carlson located?

Nancy Ann Carlson is based in SIOUX FALLS, South Dakota, working with PROFESSIONAL FINANCIAL SERVICES, INC.. Their office serves clients in the SIOUX FALLS metropolitan area and surrounding communities.

How does Nancy Ann Carlson charge for services?

Nancy Ann Carlson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROFESSIONAL FINANCIAL SERVICES, INC.?

PROFESSIONAL FINANCIAL SERVICES, INC. has approximately 2 employees and manages $190M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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