Unclaimed Profile

John David Haller

COMPASS FINANCIAL GROUP, INC·SIOUX FALLS, South Dakota

SIE, Series 6, Series 7, Series 63, Series 65CFP ChFC27 years registeredCOMPASS FINANCIAL GROUP, INC

4300 SOUTH LOUISE AVE., SIOUX FALLS, SD 57106CRD# 1945715Firm CRD# 157109

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John David Haller · SIOUX FALLS, SD

Registration

CRD #1945715 · COMPASS FINANCIAL GROUP, INC · 27 years registered

Brand Profile

Not yet started

Career History

COMPASS FINANCIAL GROUP, INC

Apr 2016 – present

COMPASS FINANCIAL GROUP

May 2011 – Dec 2015

SIOUX FALLS, SD

BROKERSXPRESS LLC

Dec 2008 – Aug 2012

SIOUX FALLS, SD

MULTI-FINANCIAL SECURITIES CORPORATION

Jul 1999 – Dec 2008

SOUIX FALLS, SD

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · July 7, 1999

Years registered · 27

Professional designations · CFP, ChFC

Disclosure History

2002Customer Dispute·Closed-No Action

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

COMPASS FINANCIAL GROUP, INC

CRD 157109 · SEC 801-76392

AUM

$995M

Regulatory assets under management

Employees

2,385 client accounts

Services offered by COMPASS FINANCIAL GROUP, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at COMPASS FINANCIAL GROUP, INC →

Introduction

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Frequently Asked Questions

What services does John David Haller offer?

John David Haller specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in SIOUX FALLS, South Dakota for a consultation.

What are John David Haller's credentials?

John David Haller holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is John David Haller located?

John David Haller is based in SIOUX FALLS, South Dakota, working with COMPASS FINANCIAL GROUP, INC. Their office serves clients in the SIOUX FALLS metropolitan area and surrounding communities.

How does John David Haller charge for services?

John David Haller's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMPASS FINANCIAL GROUP, INC?

COMPASS FINANCIAL GROUP, INC has approximately 7 employees and manages $995M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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