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Richard Thomas Lauer

LAUER CAPITAL MANAGEMENT LTD·SIOUX FALLS, South Dakota
Series 7, Series 63, Series 65Clean record23 years registeredLAUER CAPITAL MANAGEMENT LTD
1720 S. SPRING AVENUE, SIOUX FALLS, SD 57105CRD# 2096666Firm CRD# 109660

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Thomas Lauer · SIOUX FALLS, SD
Registration
CRD #2096666 · LAUER CAPITAL MANAGEMENT LTD · 23 years registered
Brand Profile
Not yet started
01

Career History

LAUER CAPITAL MANAGEMENT LTD
Jan 2003 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Registration record
First registered · January 8, 2003
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
LAUER CAPITAL MANAGEMENT LTD
CRD 109660 · SEC 801-48112
AUM
$306M
Regulatory assets under management
Employees
3
98 client accounts
Services offered by LAUER CAPITAL MANAGEMENT LTD
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at LAUER CAPITAL MANAGEMENT LTD →
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Frequently Asked Questions

What services does Richard Thomas Lauer offer?
Richard Thomas Lauer specializes in Investment Management. Contact their office in SIOUX FALLS, South Dakota for a consultation.
What are Richard Thomas Lauer's credentials?
Richard Thomas Lauer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Thomas Lauer located?
Richard Thomas Lauer is based in SIOUX FALLS, South Dakota, working with LAUER CAPITAL MANAGEMENT LTD. Their office serves clients in the SIOUX FALLS metropolitan area and surrounding communities.
How does Richard Thomas Lauer charge for services?
Richard Thomas Lauer's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LAUER CAPITAL MANAGEMENT LTD?
LAUER CAPITAL MANAGEMENT LTD has approximately 3 employees and manages $306M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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