Unclaimed Profile

James Steven Smith

PARVIN FUND MANAGEMENT, LLC·SIOUX FALLS, South Dakota

Series 2, Series 7, Series 63, Series 65Clean record24 years registeredPARVIN FUND MANAGEMENT, LLC

401 E. 8TH STREET, SIOUX FALLS, SD 57103CRD# 1094733Firm CRD# 311304

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Steven Smith · SIOUX FALLS, SD

Registration

CRD #1094733 · PARVIN FUND MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

PARVIN ASSET MANAGEMENT, LLC

Oct 2021 – present

PARVIN FUND MANAGEMENT

Sep 2021 – present

PARVIN ASSET MANAGEMENT

Jun 2012 – Jan 2022

AUGUSTA, GA

PHILADELPHIA INVESTMENT MANAGEMENT CO

Feb 2002 – Jun 2012

CHRISTIANA, PA

Registrations & Exams

FINRA examinations passed

Series 2

Series 7

Series 63

Series 65

Registration record

First registered · February 12, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PARVIN FUND MANAGEMENT, LLC

CRD 311304 · SEC 801-119820

AUM

$6M

Regulatory assets under management

Employees

1 client accounts

Services offered by PARVIN FUND MANAGEMENT, LLC

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at PARVIN FUND MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does James Steven Smith offer?

James Steven Smith specializes in Investment Management, Fee-Only Advisory. Contact their office in SIOUX FALLS, South Dakota for a consultation.

What are James Steven Smith's credentials?

James Steven Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Steven Smith located?

James Steven Smith is based in SIOUX FALLS, South Dakota, working with PARVIN FUND MANAGEMENT, LLC. Their office serves clients in the SIOUX FALLS metropolitan area and surrounding communities.

How does James Steven Smith charge for services?

James Steven Smith's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PARVIN FUND MANAGEMENT, LLC?

PARVIN FUND MANAGEMENT, LLC has approximately 2 employees and manages $6M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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