Unclaimed Profile

Alan Lee Miller

RESOLVE CAPITAL MANAGEMENT LLC·SIOUX FALLS, South Dakota

Series 7, Series 24, Series 31, Series 63, Series 65Clean record27 years registeredRESOLVE CAPITAL MANAGEMENT LLC

431 NORTH PHILLIPS AVE., SIOUX FALLS, SD 57104CRD# 3070313Firm CRD# 154965

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alan Lee Miller · SIOUX FALLS, SD

Registration

CRD #3070313 · RESOLVE CAPITAL MANAGEMENT LLC · 27 years registered

Brand Profile

Not yet started

Career History

RESOLVE CAPITAL MANAGEMENT LLC

Feb 2012 – present

RESOLVE CAPITAL MANAGEMENT LLC

Sep 2010 – Dec 2011

SIOUX FALLS, SD

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Dec 2004 – Sep 2010

SIOUX FALLS, SD

MORGAN STANLEY

Sep 1998 – Dec 2004

SIOUX FALLS, SD

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 31

Series 63

Series 65

Registration record

First registered · September 28, 1998

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RESOLVE CAPITAL MANAGEMENT LLC

CRD 154965 · SEC 801-71834

AUM

$57M

Regulatory assets under management

Employees

242 client accounts

Services offered by RESOLVE CAPITAL MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RESOLVE CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Alan Lee Miller offer?

Alan Lee Miller specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SIOUX FALLS, South Dakota for a consultation.

What are Alan Lee Miller's credentials?

Alan Lee Miller is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alan Lee Miller located?

Alan Lee Miller is based in SIOUX FALLS, South Dakota, working with RESOLVE CAPITAL MANAGEMENT LLC. Their office serves clients in the SIOUX FALLS metropolitan area and surrounding communities.

How does Alan Lee Miller charge for services?

Alan Lee Miller's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RESOLVE CAPITAL MANAGEMENT LLC?

RESOLVE CAPITAL MANAGEMENT LLC has approximately 1 employees and manages $57M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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