Unclaimed Profile

Karl Delane Leonard

SANDLAPPER WEALTH MANAGEMENT, LLC·GREENVILLE, South Carolina

SIE, Series 3, Series 7, Series 8, Series 63, Series 65, Series 99TO13 years registeredSANDLAPPER WEALTH MANAGEMENT, LLC

101 N. MAIN ST., GREENVILLE, SC 29601CRD# 1542258Firm CRD# 164443

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Karl Delane Leonard · GREENVILLE, SC

Registration

CRD #1542258 · SANDLAPPER WEALTH MANAGEMENT, LLC · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SANDLAPPER WEALTH MANAGEMENT, LLC

EDWARD JONES

Aug 2013 – Dec 2016

HUMBLE, TX

SANDLAPPER WEALTH MANAGEMENT, LLC

Feb 2013 – May 2013

GREENVILLE, SC

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 63

Series 65

Series 99TO

Registration record

First registered · February 25, 2013

Years registered · 13

Disclosure History

2016Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SANDLAPPER WEALTH MANAGEMENT, LLC

CRD 164443 · SEC 801-76985

AUM

$142K

Regulatory assets under management

Employees

4 client accounts

Services offered by SANDLAPPER WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SANDLAPPER WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Karl Delane Leonard offer?

Karl Delane Leonard specializes in Financial Planning, Investment Management.

What are Karl Delane Leonard's credentials?

Karl Delane Leonard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Karl Delane Leonard located?

Karl Delane Leonard is based in GREENVILLE, South Carolina, last registered with SANDLAPPER WEALTH MANAGEMENT, LLC.

How does Karl Delane Leonard charge for services?

Karl Delane Leonard's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitor/referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SANDLAPPER WEALTH MANAGEMENT, LLC?

SANDLAPPER WEALTH MANAGEMENT, LLC has approximately 14 employees and manages $142K in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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