Unclaimed Profile

Peter Anthony Sullivan

ARLEN CAPITAL, LLC·WARWICK, Rhode Island

SIE, Series 1, Series 6TO, Series 7, Series 22TO, Series 24, Series 63, Series 65Clean record25 years registeredARLEN CAPITAL, LLC

117 METRO CENTER BOULEVARD, WARWICK, RI 02286CRD# 828191Firm CRD# 118113

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Peter Anthony Sullivan · WARWICK, RI

Registration

CRD #828191 · ARLEN CAPITAL, LLC · 25 years registered

Brand Profile

Not yet started

Career History

ARLEN CAPITAL, LLC

Jun 2001 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 6TO

Series 7

Series 22TO

Series 24

Series 63

Series 65

Registration record

First registered · June 1, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ARLEN CAPITAL, LLC

CRD 118113 · SEC 801-63038

AUM

$307M

Regulatory assets under management

Employees

687 client accounts

Services offered by ARLEN CAPITAL, LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at ARLEN CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Peter Anthony Sullivan offer?

Peter Anthony Sullivan specializes in Investment Management, Fee-Only Advisory. Contact their office in WARWICK, Rhode Island for a consultation.

What are Peter Anthony Sullivan's credentials?

Peter Anthony Sullivan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Peter Anthony Sullivan located?

Peter Anthony Sullivan is based in WARWICK, Rhode Island, working with ARLEN CAPITAL, LLC. Their office serves clients in the WARWICK metropolitan area and surrounding communities.

How does Peter Anthony Sullivan charge for services?

Peter Anthony Sullivan's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ARLEN CAPITAL, LLC?

ARLEN CAPITAL, LLC has approximately 5 employees and manages $307M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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