Unclaimed Profile

Rick Walter Campbell

FINANCIAL INDEPENDENCE, LLC·WARWICK, Rhode Island

Series 7, Series 24, Series 66Clean record23 years registeredFINANCIAL INDEPENDENCE, LLC

931 JEFFERSON BLVD., WARWICK, RI 02886-2213CRD# 4566472Firm CRD# 150515

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Rick Walter Campbell · WARWICK, RI

Registration

CRD #4566472 · FINANCIAL INDEPENDENCE, LLC · 23 years registered

Brand Profile

Not yet started

Career History

FINANCIAL INDEPENDENCE, LLC

Jun 2009 – present

HORNOR, TOWNSEND & KENT, INC.

Jan 2003 – Jul 2009

WARWICK, RI

CIGNA FINANCIAL SERVICES, INC.

Nov 2002 – Dec 2002

HARTFORD, CT

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 66

Registration record

First registered · November 6, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FINANCIAL INDEPENDENCE, LLC

CRD 150515 · SEC 801-120254

AUM

$210M

Regulatory assets under management

Employees

780 client accounts

Services offered by FINANCIAL INDEPENDENCE, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINANCIAL INDEPENDENCE, LLC →

Introduction

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Frequently Asked Questions

What services does Rick Walter Campbell offer?

Rick Walter Campbell specializes in Financial Planning, Investment Management. Contact their office in WARWICK, Rhode Island for a consultation.

What are Rick Walter Campbell's credentials?

Rick Walter Campbell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Rick Walter Campbell located?

Rick Walter Campbell is based in WARWICK, Rhode Island, working with FINANCIAL INDEPENDENCE, LLC. Their office serves clients in the WARWICK metropolitan area and surrounding communities.

How does Rick Walter Campbell charge for services?

Rick Walter Campbell's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL INDEPENDENCE, LLC?

FINANCIAL INDEPENDENCE, LLC has approximately 6 employees and manages $210M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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