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Karen Josephine Bacon

DIVERSIFIED RESOURCES, LLC·WARWICK, Rhode Island
SIE, Series 7, Series 14, Series 24, Series 51, Series 66, Series 99TOCFPClean record22 years registeredDIVERSIFIED RESOURCES, LLC
70 JEFFERSON BLVD, WARWICK, RI 02888CRD# 2410249Firm CRD# 31346

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Karen Josephine Bacon · WARWICK, RI
Registration
CRD #2410249 · DIVERSIFIED RESOURCES, LLC · 22 years registered
Brand Profile
Not yet started
01

Career History

DIVERSIFIED RESOURCES, LLC
Jun 2004 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 14
Series 24
Series 51
Series 66
Series 99TO
Registration record
First registered · June 24, 2004
Years registered · 22
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
DIVERSIFIED RESOURCES, LLC
CRD 31346 · SEC 801-108432
AUM
$209M
Regulatory assets under management
Employees
6
1,076 client accounts
Services offered by DIVERSIFIED RESOURCES, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at DIVERSIFIED RESOURCES, LLC →
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Frequently Asked Questions

What services does Karen Josephine Bacon offer?
Karen Josephine Bacon specializes in Financial Planning, Investment Management. Contact their office in WARWICK, Rhode Island for a consultation.
What are Karen Josephine Bacon's credentials?
Karen Josephine Bacon holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Karen Josephine Bacon located?
Karen Josephine Bacon is based in WARWICK, Rhode Island, working with DIVERSIFIED RESOURCES, LLC. Their office serves clients in the WARWICK metropolitan area and surrounding communities.
How does Karen Josephine Bacon charge for services?
Karen Josephine Bacon's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DIVERSIFIED RESOURCES, LLC?
DIVERSIFIED RESOURCES, LLC has approximately 6 employees and manages $209M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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