Unclaimed Profile

Richard Michael Spaziano

CREATIVE RESOURCES INVESTMENT ADVISORS LLC·WARWICK, Rhode Island

SIE, Series 7, Series 24, Series 28, Series 51, Series 63, Series 6532 years registeredCREATIVE RESOURCES INVESTMENT ADVISORS LLC

250F CENTERVILLE ROAD, WARWICK, RI 02886CRD# 1153537Firm CRD# 110484

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Michael Spaziano · WARWICK, RI

Registration

CRD #1153537 · CREATIVE RESOURCES INVESTMENT ADVISORS LLC · 32 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CREATIVE RESOURCES INVESTMENT ADVISORS LLC

CREATIVE RESOURCES INVESTMENT ADVISORS LLC

Mar 2015 – Apr 2017

WARWICK, RI

CREATIVE RESOURCES INVESTMENT ADVISORS LLC

May 1994 – Dec 2014

WARWICK, RI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 28

Series 51

Series 63

Series 65

Registration record

First registered · May 31, 1994

Years registered · 32

Disclosure History

2015Regulatory·Final

1994Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CREATIVE RESOURCES INVESTMENT ADVISORS LLC

CRD 110484 · SEC 801-55177

AUM

$34M

Regulatory assets under management

Employees

372 client accounts

Services offered by CREATIVE RESOURCES INVESTMENT ADVISORS LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CREATIVE RESOURCES INVESTMENT ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Richard Michael Spaziano offer?

Richard Michael Spaziano specializes in Investment Management, Wealth Management.

What are Richard Michael Spaziano's credentials?

Richard Michael Spaziano is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Michael Spaziano located?

Richard Michael Spaziano is based in WARWICK, Rhode Island, last registered with CREATIVE RESOURCES INVESTMENT ADVISORS LLC.

How does Richard Michael Spaziano charge for services?

Richard Michael Spaziano's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CREATIVE RESOURCES INVESTMENT ADVISORS LLC?

CREATIVE RESOURCES INVESTMENT ADVISORS LLC has approximately 1 employees and manages $34M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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