Unclaimed Profile

James Simmons

CORNERSTONE INVESTMENT SERVICES LLC·PROVIDENCE, Rhode Island

Clean recordCORNERSTONE INVESTMENT SERVICES LLC

245 WATERMAN STREET, PROVIDENCE, RI 02906CRD# 4744528Firm CRD# 129164

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Simmons · PROVIDENCE, RI

Registration

CRD #4744528 · CORNERSTONE INVESTMENT SERVICES LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

James Simmons is a registered financial advisor based in PROVIDENCE, Rhode Island, affiliated with CORNERSTONE INVESTMENT SERVICES LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

CORNERSTONE INVESTMENT SERVICES LLC

CORNERSTONE INVESTMENT SERVICES

AUM

$66M

Regulatory assets under management

Employees

Total firm employees

View all advisors at CORNERSTONE INVESTMENT SERVICES LLC →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 4744528

Firm CRD# 129164

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James Simmons offer?

James Simmons specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PROVIDENCE, Rhode Island for a consultation.

What are James Simmons's credentials?

James Simmons is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Simmons located?

James Simmons is based in PROVIDENCE, Rhode Island, working with CORNERSTONE INVESTMENT SERVICES LLC. Their office serves clients in the PROVIDENCE metropolitan area and surrounding communities.

How does James Simmons charge for services?

James Simmons's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CORNERSTONE INVESTMENT SERVICES LLC?

CORNERSTONE INVESTMENT SERVICES LLC has approximately 6 employees and manages $66M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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