Unclaimed Profile

Joseph P Curran

BREACHWAY INVESTMENTS, LLC·CHARLESTOWN, Rhode Island

SIE, Series 3, Series 6, Series 7, Series 9, Series 10, Series 24, Series 63, Series 65CFPClean record25 years registeredBREACHWAY INVESTMENTS, LLC

4259 OLD POST ROAD, CHARLESTOWN, RI 02813CRD# 3024167Firm CRD# 299102

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph P Curran · CHARLESTOWN, RI

Registration

CRD #3024167 · BREACHWAY INVESTMENTS, LLC · 25 years registered

Brand Profile

Not yet started

Career History

BREACHWAY INVESTMENTS, LLC

Mar 2019 – present

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Aug 2009 – Mar 2019

GLASTONBURY, CT

MORGAN STANLEY SMITH BARNEY LLC

Jun 2009 – Sep 2009

PROVIDENCE, RI

CITIGROUP GLOBAL MARKETS INC.

Apr 2005 – Jun 2009

PROVIDENCE, RI

CONSTITUTION INVESTMENT SERVICES LLC

Oct 2004 – Mar 2005

WALLINGFORD, CT

CIGNA FINANCIAL SERVICES, INC.

Feb 2001 – Apr 2004

HARTFORD, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 6

Series 7

Series 9

Series 10

Series 24

Series 63

Series 65

Registration record

First registered · February 7, 2001

Years registered · 25

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BREACHWAY INVESTMENTS, LLC

CRD 299102 · SEC 801-128891

AUM

$112M

Regulatory assets under management

Employees

371 client accounts

Services offered by BREACHWAY INVESTMENTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BREACHWAY INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does Joseph P Curran offer?

Joseph P Curran specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CHARLESTOWN, Rhode Island for a consultation.

What are Joseph P Curran's credentials?

Joseph P Curran holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Joseph P Curran located?

Joseph P Curran is based in CHARLESTOWN, Rhode Island, working with BREACHWAY INVESTMENTS, LLC. Their office serves clients in the CHARLESTOWN metropolitan area and surrounding communities.

How does Joseph P Curran charge for services?

Joseph P Curran's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BREACHWAY INVESTMENTS, LLC?

BREACHWAY INVESTMENTS, LLC has approximately 2 employees and manages $112M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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Browse by Specialty

Investment Management Retirement Planning Wealth Management Financial Planning Fee-Only Advisory Financial Education

Nearby cities in Rhode Island

PROVIDENCE (66)WESTERLY (14)SMITHFIELD (11)WARWICK (10)WEST WARWICK (9)NEWPORT (8)MIDDLETOWN (8)JOHNSTON (7)EAST GREENWICH (6)LINCOLN (5)

City Guides

PROVIDENCE Guide WESTERLY Guide SMITHFIELD Guide WARWICK Guide WEST WARWICK Guide

Research

Advisor Fees in Rhode Island National Fee Analysis

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