Unclaimed Profile

Luis Ramon Roig

SANTANDER SECURITIES LLC·SAN JUAN, Puerto Rico

SANTANDER SECURITIES LLC

AVENIDA PONCE DE LEON 207, SAN JUAN, PR 00917CRD# 2814642Firm CRD# 41791

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Luis Ramon Roig · SAN JUAN, PR

Registration

CRD #2814642 · SANTANDER SECURITIES LLC

Brand Profile

Not yet started

Disclosure history

11 disclosures on file · See FINRA BrokerCheck for full record

About

Luis Ramon Roig is a registered financial advisor based in SAN JUAN, Puerto Rico, affiliated with SANTANDER SECURITIES LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Fee-Only Advisory

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

SANTANDER SECURITIES LLC

SANTANDER SECURITIES

AUM

$2.1B

Regulatory assets under management

Employees

478

Total firm employees

View all advisors at SANTANDER SECURITIES LLC →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 2814642

Firm CRD# 41791

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Luis Ramon Roig offer?

Luis Ramon Roig specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in SAN JUAN, Puerto Rico for a consultation.

What are Luis Ramon Roig's credentials?

Luis Ramon Roig is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Luis Ramon Roig located?

Luis Ramon Roig is based in SAN JUAN, Puerto Rico, working with SANTANDER SECURITIES LLC. Their office serves clients in the SAN JUAN metropolitan area and surrounding communities.

How does Luis Ramon Roig charge for services?

Luis Ramon Roig's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SANTANDER SECURITIES LLC?

SANTANDER SECURITIES LLC has approximately 478 employees and manages $2.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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