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Luis Ramon Roig

SANTANDER SECURITIES LLC·SAN JUAN, Puerto Rico
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AVENIDA PONCE DE LEON 207, SAN JUAN, PR 00917CRD# 2814642Firm CRD# 41791
01

About

Luis Ramon Roig is a registered financial advisor based in SAN JUAN, Puerto Rico, affiliated with SANTANDER SECURITIES LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Fee-Only Advisory
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
SANTANDER SECURITIES LLC
SANTANDER SECURITIES
AUM
$2.1B
Regulatory assets under management
Employees
478
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 2814642
Firm CRD# 41791
11 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Luis Ramon Roig offer?
Luis Ramon Roig specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in SAN JUAN, Puerto Rico for a consultation.
What are Luis Ramon Roig's credentials?
Luis Ramon Roig is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Luis Ramon Roig located?
Luis Ramon Roig is based in SAN JUAN, Puerto Rico, working with SANTANDER SECURITIES LLC. Their office serves clients in the SAN JUAN metropolitan area and surrounding communities.
How does Luis Ramon Roig charge for services?
Luis Ramon Roig's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SANTANDER SECURITIES LLC?
SANTANDER SECURITIES LLC has approximately 478 employees and manages $2.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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