Unclaimed Profile

Angel Rodrigo Vives

SANTANDER SECURITIES LLC·GUAYNABO, Puerto Rico

SIE, Series 7, Series 10, Series 24, Series 6616 years registeredSANTANDER SECURITIES LLC

SANTANDER TOWER B7 TABONUCO STREET, GUAYNABO, PR 00968-3028CRD# 3224808Firm CRD# 41791

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Angel Rodrigo Vives · GUAYNABO, PR

Registration

CRD #3224808 · SANTANDER SECURITIES LLC · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SANTANDER SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Oct 2018 – Jan 2024

GUAYNABO, PR

SANTANDER SECURITIES

Mar 2010 – Mar 2012

PONCE, PR

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 10

Series 24

Series 66

Registration record

First registered · March 23, 2010

Years registered · 16

Disclosure History

2019Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SANTANDER SECURITIES LLC

CRD 41791 · SEC 801-56796

AUM

$2.1B

Regulatory assets under management

Employees

478

9,813 client accounts

Services offered by SANTANDER SECURITIES LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SANTANDER SECURITIES LLC →

Introduction

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Frequently Asked Questions

What services does Angel Rodrigo Vives offer?

Angel Rodrigo Vives specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.

What are Angel Rodrigo Vives's credentials?

Angel Rodrigo Vives is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Angel Rodrigo Vives located?

Angel Rodrigo Vives is based in GUAYNABO, Puerto Rico, last registered with SANTANDER SECURITIES LLC.

How does Angel Rodrigo Vives charge for services?

Angel Rodrigo Vives's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SANTANDER SECURITIES LLC?

SANTANDER SECURITIES LLC has approximately 478 employees and manages $2.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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