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Anna Christina Carroll

SANTANDER SECURITIES LLC·DORCHESTER, Massachusetts
Unclaimed Profile
2 MORRISSEY BOULEVARD, DORCHESTER, MA 02125CRD# 4487506Firm CRD# 41791
01

About

Anna Christina Carroll is a registered financial advisor based in DORCHESTER, Massachusetts, affiliated with SANTANDER SECURITIES LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Fee-Only Advisory
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
SANTANDER SECURITIES LLC
SANTANDER SECURITIES
AUM
$2.1B
Regulatory assets under management
Employees
478
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 4487506
Firm CRD# 41791
11 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Anna Christina Carroll offer?
Anna Christina Carroll specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in DORCHESTER, Massachusetts for a consultation.
What are Anna Christina Carroll's credentials?
Anna Christina Carroll is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Anna Christina Carroll located?
Anna Christina Carroll is based in DORCHESTER, Massachusetts, working with SANTANDER SECURITIES LLC. Their office serves clients in the DORCHESTER metropolitan area and surrounding communities.
How does Anna Christina Carroll charge for services?
Anna Christina Carroll's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SANTANDER SECURITIES LLC?
SANTANDER SECURITIES LLC has approximately 478 employees and manages $2.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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