Unclaimed Profile

Anna Christina Carroll

SANTANDER SECURITIES LLC·DORCHESTER, Massachusetts

SIE, Series 4, Series 6, Series 7, Series 9, Series 10, Series 24, Series 27, Series 52TO, Series 53, Series 66, Series 82TOClean record19 years registeredSANTANDER SECURITIES LLC

2 MORRISSEY BOULEVARD, DORCHESTER, MA 02125CRD# 4487506Firm CRD# 41791

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Anna Christina Carroll · DORCHESTER, MA

Registration

CRD #4487506 · SANTANDER SECURITIES LLC · 19 years registered

Brand Profile

Not yet started

Career History

TD PRIVATE CLIENT WEALTH LLC

Dec 2023 – present

SANTANDER SECURITIES

Dec 2016 – Dec 2023

Dorchester, MA

J.P. MORGAN SECURITIES LLC

Oct 2012 – Nov 2016

WESTERVILLE, OH

CHASE INVESTMENT SERVICES CORP.

Oct 2006 – Oct 2012

COLUMBUS, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 6

Series 7

Series 9

Series 10

Series 24

Series 27

Series 52TO

Series 53

Series 66

Series 82TO

Registration record

First registered · October 31, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SANTANDER SECURITIES LLC

CRD 41791 · SEC 801-56796

AUM

$2.1B

Regulatory assets under management

Employees

478

9,813 client accounts

Services offered by SANTANDER SECURITIES LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SANTANDER SECURITIES LLC →

Introduction

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Frequently Asked Questions

What services does Anna Christina Carroll offer?

Anna Christina Carroll specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in DORCHESTER, Massachusetts for a consultation.

What are Anna Christina Carroll's credentials?

Anna Christina Carroll is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Anna Christina Carroll located?

Anna Christina Carroll is based in DORCHESTER, Massachusetts, working with SANTANDER SECURITIES LLC. Their office serves clients in the DORCHESTER metropolitan area and surrounding communities.

How does Anna Christina Carroll charge for services?

Anna Christina Carroll's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SANTANDER SECURITIES LLC?

SANTANDER SECURITIES LLC has approximately 478 employees and manages $2.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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