Unclaimed Profile

Thomas Peter Civitano

VAB ADVISORS, LLC.·SAN JUAN, Puerto Rico

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 79TO, Series 99TOClean record15 years registeredVAB ADVISORS, LLC.

352 FERNANDO PRIMERO, SAN JUAN, PR 00918CRD# 5274120Firm CRD# 155204

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Peter Civitano · SAN JUAN, PR

Registration

CRD #5274120 · VAB ADVISORS, LLC. · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: VAB ADVISORS, LLC.

VAB ADVISORS, LLC.

Apr 2011 – Aug 2014

SAN JUAN, PR

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 79TO

Series 99TO

Registration record

First registered · April 28, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

VAB ADVISORS, LLC.

CRD 155204 · SEC 801-72194

AUM

$67M

Regulatory assets under management

Employees

1 client accounts

Services offered by VAB ADVISORS, LLC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at VAB ADVISORS, LLC. →

Introduction

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Frequently Asked Questions

What services does Thomas Peter Civitano offer?

Thomas Peter Civitano specializes in Financial Planning, Investment Management, Wealth Management.

What are Thomas Peter Civitano's credentials?

Thomas Peter Civitano is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Peter Civitano located?

Thomas Peter Civitano is based in SAN JUAN, Puerto Rico, last registered with VAB ADVISORS, LLC..

How does Thomas Peter Civitano charge for services?

Thomas Peter Civitano's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VAB ADVISORS, LLC.?

VAB ADVISORS, LLC. has approximately 2 employees and manages $67M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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