Unclaimed Profile

Joshua Bernard Lowy

TEXAS YALE CAPITAL CORP.·DORADO, Puerto Rico

SIE, Series 7, Series 31, Series 63, Series 65, Series 66Clean record27 years registeredTEXAS YALE CAPITAL CORP.

URB. COSTA DE ORO, DORADO, PR 00646CRD# 3220146Firm CRD# 126992

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joshua Bernard Lowy · DORADO, PR

Registration

CRD #3220146 · TEXAS YALE CAPITAL CORP. · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TEXAS YALE CAPITAL CORP.

BROOKSTONE CAPITAL MANAGEMENT LLC

Dec 2020 – Oct 2021

Austin, TX

LPL FINANCIAL LLC

Oct 2019 – Nov 2020

AUSTIN, TX

CUNA BROKERAGE SERVICES, INC.

Aug 2017 – Oct 2019

Austin, TX

SWBC INVESTMENT COMPANY

Mar 2017 – Aug 2017

Austin, TX

COYLE CAPITAL, LLC

Jan 2017 – Mar 2017

AUSTIN, TX

YALE CAPITAL CORP.

May 2008 – Oct 2016

DORADO, PR

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Jun 1999 – Sep 2005

TAMPA, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 63

Series 65

Series 66

Registration record

First registered · June 7, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TEXAS YALE CAPITAL CORP.

CRD 126992 · SEC 801-64116

AUM

$3.5B

Regulatory assets under management

Employees

101 client accounts

Services offered by TEXAS YALE CAPITAL CORP.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TEXAS YALE CAPITAL CORP. →

Introduction

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Frequently Asked Questions

What services does Joshua Bernard Lowy offer?

Joshua Bernard Lowy specializes in Financial Planning, Investment Management, Wealth Management.

What are Joshua Bernard Lowy's credentials?

Joshua Bernard Lowy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joshua Bernard Lowy located?

Joshua Bernard Lowy is based in DORADO, Puerto Rico, last registered with TEXAS YALE CAPITAL CORP..

How does Joshua Bernard Lowy charge for services?

Joshua Bernard Lowy's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TEXAS YALE CAPITAL CORP.?

TEXAS YALE CAPITAL CORP. has approximately 6 employees and manages $3.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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