Unclaimed Profile

Karen M. Van Horn

ALDEN INVESTMENT ADVISORS, LLC·WAYNE, Pennsylvania

SIE, Series 4, Series 7, Series 9, Series 10, Series 52TO, Series 63, Series 65, Series 99TOClean record20 years registeredALDEN INVESTMENT ADVISORS, LLC

37 WEST AVENUE, WAYNE, PA 19087-3226CRD# 3176835Firm CRD# 317077

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Karen M. Van Horn · WAYNE, PA

Registration

CRD #3176835 · ALDEN INVESTMENT ADVISORS, LLC · 20 years registered

Brand Profile

Not yet started

Career History

ALDEN CAPITAL

Dec 2025 – present

EQUALIZE CAPITAL LLC

Feb 2024 – present

ALDEN INVESTMENT GROUP

Nov 2022 – present

UBS FINANCIAL SERVICES INC.

Nov 2021 – Nov 2022

CONSHOHOCKEN, PA

OPPENHEIMER & CO. INC.

Oct 2012 – Nov 2021

JENKINTOWN, PA

MORGAN STANLEY

Jun 2009 – Oct 2012

JENKINTOWN, PA

MORGAN STANLEY & CO. INCORPORATED

Sep 2008 – Jun 2009

JENKINTOWN, PA

WACHOVIA SECURITIES, LLC

Nov 2005 – Sep 2008

JENKINTOWN, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 9

Series 10

Series 52TO

Series 63

Series 65

Series 99TO

Registration record

First registered · November 23, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALDEN INVESTMENT ADVISORS, LLC

CRD 317077 · SEC 801-122688

AUM

$291M

Regulatory assets under management

Employees

953 client accounts

Services offered by ALDEN INVESTMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ALDEN INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Karen M. Van Horn offer?

Karen M. Van Horn specializes in Financial Planning, Investment Management. Contact their office in WAYNE, Pennsylvania for a consultation.

What are Karen M. Van Horn's credentials?

Karen M. Van Horn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Karen M. Van Horn located?

Karen M. Van Horn is based in WAYNE, Pennsylvania, working with ALDEN INVESTMENT ADVISORS, LLC. Their office serves clients in the WAYNE metropolitan area and surrounding communities.

How does Karen M. Van Horn charge for services?

Karen M. Van Horn's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALDEN INVESTMENT ADVISORS, LLC?

ALDEN INVESTMENT ADVISORS, LLC has approximately 32 employees and manages $291M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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