Unclaimed Profile

Robert William Loreaux

WEALTHTRUST AXIOM, LLC·WAYNE, Pennsylvania

SIE, Series 7, Series 6323 years registeredWEALTHTRUST AXIOM, LLC

550 E SWEDESFORD RD, WAYNE, PA 19087CRD# 715433Firm CRD# 145186

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert William Loreaux · WAYNE, PA

Registration

CRD #715433 · WEALTHTRUST AXIOM, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WEALTHTRUST AXIOM, LLC

AXIOM ASSET MANAGEMENT

Dec 2007 – Mar 2025

WAYNE, PA

AXIOM ASSET MANAGEMENT, LLC

Jul 2003 – Dec 2007

RADNOR, PA

UBS FINANCIAL SERVICES INC.

Sep 2002 – Jul 2003

RADNOR, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · September 19, 2002

Years registered · 23

Disclosure History

2009Customer Dispute·Closed-No Action

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

WEALTHTRUST AXIOM, LLC

CRD 145186 · SEC 801-68405

AUM

$728M

Regulatory assets under management

Employees

612 client accounts

Services offered by WEALTHTRUST AXIOM, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WEALTHTRUST AXIOM, LLC →

Introduction

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Frequently Asked Questions

What services does Robert William Loreaux offer?

Robert William Loreaux specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are Robert William Loreaux's credentials?

Robert William Loreaux is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert William Loreaux located?

Robert William Loreaux is based in WAYNE, Pennsylvania, last registered with WEALTHTRUST AXIOM, LLC.

How does Robert William Loreaux charge for services?

Robert William Loreaux's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEALTHTRUST AXIOM, LLC?

WEALTHTRUST AXIOM, LLC has approximately 5 employees and manages $728M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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