Unclaimed Profile

Timothy Lee Brown

MID ATLANTIC FINANCIAL MANAGEMENT, INC.·PITTSBURGH, Pennsylvania

SIE, Series 7, Series 24, Series 27, Series 6322 years registeredMID ATLANTIC FINANCIAL MANAGEMENT, INC.

1251 WATERFRONT PLACE, PITTSBURGH, PA 15222-4235CRD# 1979354Firm CRD# 109771

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Timothy Lee Brown · PITTSBURGH, PA

Registration

CRD #1979354 · MID ATLANTIC FINANCIAL MANAGEMENT, INC. · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MID ATLANTIC FINANCIAL MANAGEMENT, INC.

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

May 2004 – Aug 2019

SACRAMENTO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 27

Series 63

Registration record

First registered · May 25, 2004

Years registered · 22

Disclosure History

1975Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

CRD 109771 · SEC 801-21527

AUM

$3.4B

Regulatory assets under management

Employees

9,652 client accounts

Services offered by MID ATLANTIC FINANCIAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at MID ATLANTIC FINANCIAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Timothy Lee Brown offer?

Timothy Lee Brown specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Timothy Lee Brown's credentials?

Timothy Lee Brown is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Timothy Lee Brown located?

Timothy Lee Brown is based in PITTSBURGH, Pennsylvania, last registered with MID ATLANTIC FINANCIAL MANAGEMENT, INC..

How does Timothy Lee Brown charge for services?

Timothy Lee Brown's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MID ATLANTIC FINANCIAL MANAGEMENT, INC.?

MID ATLANTIC FINANCIAL MANAGEMENT, INC. has approximately 96 employees and manages $3.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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