Unclaimed Profile

James Joseph Browne

ALLEGHENY FINANCIAL GROUP LTD·PITTSBURGH, Pennsylvania

SIE, Series 1, Series 7TO, Series 24, Series 40, Series 63CFPClean record35 years registeredALLEGHENY FINANCIAL GROUP LTD

STONE QUARRY CROSSING, PITTSBURGH, PA 15237CRD# 33228Firm CRD# 104690

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Joseph Browne · PITTSBURGH, PA

Registration

CRD #33228 · ALLEGHENY FINANCIAL GROUP LTD · 35 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ALLEGHENY FINANCIAL GROUP LTD

ALLEGHENY INVESTMENTS, LTD.

Mar 2007 – Dec 2022

PITTSBURGH, PA

ALLEGHENY FINANCIAL GROUP LTD

Feb 1991 – Dec 2022

PITTSBURGH, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7TO

Series 24

Series 40

Series 63

Registration record

First registered · February 19, 1991

Years registered · 35

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALLEGHENY FINANCIAL GROUP LTD

CRD 104690 · SEC 801-12566

AUM

$4.5B

Regulatory assets under management

Employees

101

12,226 client accounts

Services offered by ALLEGHENY FINANCIAL GROUP LTD

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at ALLEGHENY FINANCIAL GROUP LTD →

Introduction

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Frequently Asked Questions

What services does James Joseph Browne offer?

James Joseph Browne specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are James Joseph Browne's credentials?

James Joseph Browne holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James Joseph Browne located?

James Joseph Browne is based in PITTSBURGH, Pennsylvania, last registered with ALLEGHENY FINANCIAL GROUP LTD.

How does James Joseph Browne charge for services?

James Joseph Browne's firm is compensated through percentage of aum, hourly charges, subscription fees, other: performance based fees pd to gps of affiliated entities. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALLEGHENY FINANCIAL GROUP LTD?

ALLEGHENY FINANCIAL GROUP LTD has approximately 101 employees and manages $4.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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