Unclaimed Profile

Sarah F Fong

MID ATLANTIC FINANCIAL MANAGEMENT, INC.·PITTSBURGH, Pennsylvania

SIE, Series 4, Series 6, Series 7, Series 14, Series 24, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 65, Series 79TO, Series 99TOClean record24 years registeredMID ATLANTIC FINANCIAL MANAGEMENT, INC.

1251 WATERFRONT PLACE, PITTSBURGH, PA 15222-4235CRD# 2937709Firm CRD# 109771

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sarah F Fong · PITTSBURGH, PA

Registration

CRD #2937709 · MID ATLANTIC FINANCIAL MANAGEMENT, INC. · 24 years registered

Brand Profile

Not yet started

Career History

NEWEDGE ADVISORS

Nov 2021 – present

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

May 2004 – Nov 2021

SACRAMENTO, CA

LONDON PACIFIC ADVISORS

Jun 2002 – May 2004

SACRAMENTO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 6

Series 7

Series 14

Series 24

Series 52TO

Series 53

Series 55

Series 57TO

Series 63

Series 65

Series 79TO

Series 99TO

Registration record

First registered · June 26, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

CRD 109771 · SEC 801-21527

AUM

$3.4B

Regulatory assets under management

Employees

9,652 client accounts

Services offered by MID ATLANTIC FINANCIAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at MID ATLANTIC FINANCIAL MANAGEMENT, INC. →

Introduction

Speak with Sarah

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Sarah is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in PITTSBURGH?

Browse all registered financial advisors in PITTSBURGH, Pennsylvania or claim this profile if it's yours.

Browse PITTSBURGH Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Sarah F Fong offer?

Sarah F Fong specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in PITTSBURGH, Pennsylvania for a consultation.

What are Sarah F Fong's credentials?

Sarah F Fong is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sarah F Fong located?

Sarah F Fong is based in PITTSBURGH, Pennsylvania, working with MID ATLANTIC FINANCIAL MANAGEMENT, INC.. Their office serves clients in the PITTSBURGH metropolitan area and surrounding communities.

How does Sarah F Fong charge for services?

Sarah F Fong's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MID ATLANTIC FINANCIAL MANAGEMENT, INC.?

MID ATLANTIC FINANCIAL MANAGEMENT, INC. has approximately 96 employees and manages $3.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →