Unclaimed Profile

Charles Albert Warden

MID ATLANTIC FINANCIAL MANAGEMENT, INC.·PITTSBURGH, Pennsylvania

SIE, Series 7, Series 22, Series 24, Series 27, Series 39, Series 53, Series 6335 years registeredMID ATLANTIC FINANCIAL MANAGEMENT, INC.

1251 WATERFRONT PLACE, PITTSBURGH, PA 15222-4235CRD# 1063494Firm CRD# 109771

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Albert Warden · PITTSBURGH, PA

Registration

CRD #1063494 · MID ATLANTIC FINANCIAL MANAGEMENT, INC. · 35 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MID ATLANTIC FINANCIAL MANAGEMENT, INC.

NEWEDGE ADVISORS

Nov 2021 – Sep 2024

Highland Beach, FL

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

Feb 1991 – Nov 2021

PITTSBURGH, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 22

Series 24

Series 27

Series 39

Series 53

Series 63

Registration record

First registered · February 19, 1991

Years registered · 35

Disclosure History

1993Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

CRD 109771 · SEC 801-21527

AUM

$3.4B

Regulatory assets under management

Employees

9,652 client accounts

Services offered by MID ATLANTIC FINANCIAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at MID ATLANTIC FINANCIAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Charles Albert Warden offer?

Charles Albert Warden specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Charles Albert Warden's credentials?

Charles Albert Warden is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Albert Warden located?

Charles Albert Warden is based in PITTSBURGH, Pennsylvania, last registered with MID ATLANTIC FINANCIAL MANAGEMENT, INC..

How does Charles Albert Warden charge for services?

Charles Albert Warden's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MID ATLANTIC FINANCIAL MANAGEMENT, INC.?

MID ATLANTIC FINANCIAL MANAGEMENT, INC. has approximately 96 employees and manages $3.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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