Unclaimed Profile

Louis Clay Fancher

46 PEAKS LLC·NEWTOWN, Pennsylvania

SIE, Series 6, Series 7, Series 63, Series 65CFP ChFC29 years registered46 PEAKS LLC

760 NEWTOWN YARDLEY ROAD, NEWTOWN, PA 18940CRD# 2772262Firm CRD# 306902

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Louis Clay Fancher · NEWTOWN, PA

Registration

CRD #2772262 · 46 PEAKS LLC · 29 years registered

Brand Profile

Not yet started

Career History

46 PEAKS INVESTMENT ADVISORY GROUP

Feb 2020 – present

KB FINANCIAL PARTNERS, LLC

Nov 2002 – Mar 2020

NEWTOWN, PA

AXA ADVISORS, LLC

Jan 1997 – Apr 2012

NEWTOWN, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · January 10, 1997

Years registered · 29

Professional designations · CFP, ChFC

Disclosure History

2002Customer Dispute·Closed-No Action

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

46 PEAKS LLC

CRD 306902 · SEC 801-117945

AUM

$198M

Regulatory assets under management

Employees

392 client accounts

Services offered by 46 PEAKS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at 46 PEAKS LLC →

Introduction

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Frequently Asked Questions

What services does Louis Clay Fancher offer?

Louis Clay Fancher specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NEWTOWN, Pennsylvania for a consultation.

What are Louis Clay Fancher's credentials?

Louis Clay Fancher holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Louis Clay Fancher located?

Louis Clay Fancher is based in NEWTOWN, Pennsylvania, working with 46 PEAKS LLC. Their office serves clients in the NEWTOWN metropolitan area and surrounding communities.

How does Louis Clay Fancher charge for services?

Louis Clay Fancher's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is 46 PEAKS LLC?

46 PEAKS LLC has approximately 4 employees and manages $198M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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