Unclaimed Profile

Brad Kenneth Heindel

46 PEAKS LLC·NEWTOWN, Pennsylvania

SIE, Series 6, Series 7, Series 24, Series 31, Series 63, Series 65CFPClean record23 years registered46 PEAKS LLC

760 NEWTOWN YARDLEY ROAD, NEWTOWN, PA 18940CRD# 3078426Firm CRD# 306902

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brad Kenneth Heindel · NEWTOWN, PA

Registration

CRD #3078426 · 46 PEAKS LLC · 23 years registered

Brand Profile

Not yet started

Career History

46 PEAKS INVESTMENT ADVISORY GROUP

Feb 2020 – present

AXA ADVISORS, LLC

May 2005 – Apr 2012

PRINCETON, NJ

KB FINANCIAL PARTNERS, LLC

Apr 2005 – Mar 2020

PRINCETON, NJ

MORGAN STANLEY

Mar 2004 – Mar 2005

LAWRENCEVILL, NJ

SMH CAPITAL ADVISORS, INC.

Jul 2003 – Jan 2004

EXTON, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 31

Series 63

Series 65

Registration record

First registered · July 3, 2003

Years registered · 23

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

46 PEAKS LLC

CRD 306902 · SEC 801-117945

AUM

$198M

Regulatory assets under management

Employees

392 client accounts

Services offered by 46 PEAKS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at 46 PEAKS LLC →

Introduction

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Frequently Asked Questions

What services does Brad Kenneth Heindel offer?

Brad Kenneth Heindel specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NEWTOWN, Pennsylvania for a consultation.

What are Brad Kenneth Heindel's credentials?

Brad Kenneth Heindel holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Brad Kenneth Heindel located?

Brad Kenneth Heindel is based in NEWTOWN, Pennsylvania, working with 46 PEAKS LLC. Their office serves clients in the NEWTOWN metropolitan area and surrounding communities.

How does Brad Kenneth Heindel charge for services?

Brad Kenneth Heindel's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is 46 PEAKS LLC?

46 PEAKS LLC has approximately 4 employees and manages $198M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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