Unclaimed Profile

Erik Nmn Mosholt

46 PEAKS LLC·NEWTOWN, Pennsylvania

SIE, Series 7, Series 24, Series 63, Series 65CFP22 years registered46 PEAKS LLC

760 NEWTOWN YARDLEY ROAD, NEWTOWN, PA 18940CRD# 2016965Firm CRD# 306902

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Erik Nmn Mosholt · NEWTOWN, PA

Registration

CRD #2016965 · 46 PEAKS LLC · 22 years registered

Brand Profile

Not yet started

Career History

46 PEAKS INVESTMENT ADVISORY GROUP

Feb 2020 – present

KINGSBRIDGE ADVISORS, LLC

Sep 2006 – Jun 2013

POINT PLEASANT BEACH, NJ

KB FINANCIAL PARTNERS, LLC

Jul 2005 – Mar 2020

PRINCETON, NJ

AXA ADVISORS, LLC

Mar 2004 – Aug 2004

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · March 17, 2004

Years registered · 22

Professional designation · CFP

Disclosure History

2004Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

46 PEAKS LLC

CRD 306902 · SEC 801-117945

AUM

$198M

Regulatory assets under management

Employees

392 client accounts

Services offered by 46 PEAKS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at 46 PEAKS LLC →

Introduction

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Frequently Asked Questions

What services does Erik Nmn Mosholt offer?

Erik Nmn Mosholt specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NEWTOWN, Pennsylvania for a consultation.

What are Erik Nmn Mosholt's credentials?

Erik Nmn Mosholt holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Erik Nmn Mosholt located?

Erik Nmn Mosholt is based in NEWTOWN, Pennsylvania, working with 46 PEAKS LLC. Their office serves clients in the NEWTOWN metropolitan area and surrounding communities.

How does Erik Nmn Mosholt charge for services?

Erik Nmn Mosholt's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is 46 PEAKS LLC?

46 PEAKS LLC has approximately 4 employees and manages $198M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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