Unclaimed Profile

Fred David Littlejohn

LITTLEJOHN FINANCIAL SERVICES, INC·ROSEBURG, Oregon

Series 7, Series 24, Series 53, Series 63, Series 66CFP24 years registeredLITTLEJOHN FINANCIAL SERVICES, INC

2435 NW KLINE ST., ROSEBURG, OR 97471CRD# 4322183Firm CRD# 155113

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Fred David Littlejohn · ROSEBURG, OR

Registration

CRD #4322183 · LITTLEJOHN FINANCIAL SERVICES, INC · 24 years registered

Brand Profile

Not yet started

Career History

LITTLEJOHN FINANCIAL SERVICES INC

Nov 2010 – present

LPL FINANCIAL CORPORATION

Feb 2009 – Sep 2010

ROSEBURG, OR

WELLS FARGO INVESTMENTS, LLC

Sep 2008 – Jan 2009

ROSEBURG, OR

LPL FINANCIAL CORPORATION

Oct 2005 – Oct 2008

FLORENCE, OR

COMPASS CAPITAL ASSET MANAGEMENT

Jun 2004 – Nov 2005

FLORENCE, OR

FINANCIAL NETWORK INVESTMENT CORPORATION

Jul 2002 – Jun 2004

ROSEBURG, OR

NORTHWEST CONSULTING, LLC

Jun 2002 – Jun 2004

ROSEBURG, OR

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 53

Series 63

Series 66

Registration record

First registered · June 25, 2002

Years registered · 24

Professional designation · CFP

Disclosure History

2024Civil·Pending

2024Customer Dispute·Pending

2008Customer Dispute·Denied

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

LITTLEJOHN FINANCIAL SERVICES, INC

CRD 155113 · SEC 801-120952

AUM

$130M

Regulatory assets under management

Employees

1,212 client accounts

Services offered by LITTLEJOHN FINANCIAL SERVICES, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

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Introduction

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Frequently Asked Questions

What services does Fred David Littlejohn offer?

Fred David Littlejohn specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ROSEBURG, Oregon for a consultation.

What are Fred David Littlejohn's credentials?

Fred David Littlejohn holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Fred David Littlejohn located?

Fred David Littlejohn is based in ROSEBURG, Oregon, working with LITTLEJOHN FINANCIAL SERVICES, INC. Their office serves clients in the ROSEBURG metropolitan area and surrounding communities.

How does Fred David Littlejohn charge for services?

Fred David Littlejohn's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LITTLEJOHN FINANCIAL SERVICES, INC?

LITTLEJOHN FINANCIAL SERVICES, INC has approximately 7 employees and manages $130M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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