Unclaimed Profile

Kimberly Sue Friel

ORCA INVESTMENT MANAGEMENT, LLC·ROSEBURG, Oregon

Series 65Clean record14 years registeredORCA INVESTMENT MANAGEMENT, LLC

2250 AVIATION DRIVE, ROSEBURG, OR 97470CRD# 5123423Firm CRD# 144377

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kimberly Sue Friel · ROSEBURG, OR

Registration

CRD #5123423 · ORCA INVESTMENT MANAGEMENT, LLC · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ORCA INVESTMENT MANAGEMENT, LLC

ORCA INVESTMENT MANAGEMENT, LLC

Sep 2011 – Jan 2024

ROSEBURG, OR

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · September 1, 2011

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ORCA INVESTMENT MANAGEMENT, LLC

CRD 144377 · SEC 801-68050

AUM

$162M

Regulatory assets under management

Employees

557 client accounts

Services offered by ORCA INVESTMENT MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at ORCA INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Kimberly Sue Friel offer?

Kimberly Sue Friel specializes in Investment Management, Wealth Management.

What are Kimberly Sue Friel's credentials?

Kimberly Sue Friel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kimberly Sue Friel located?

Kimberly Sue Friel is based in ROSEBURG, Oregon, last registered with ORCA INVESTMENT MANAGEMENT, LLC.

How does Kimberly Sue Friel charge for services?

Kimberly Sue Friel's firm is compensated through percentage of aum, subscription fees, other: negotiable project related fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ORCA INVESTMENT MANAGEMENT, LLC?

ORCA INVESTMENT MANAGEMENT, LLC has approximately 7 employees and manages $162M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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