Unclaimed Profile

Kelly John Johnson

UMPQUA INVESTMENTS, INC.·PORTLAND, Oregon

SIE, Series 3, Series 7, Series 8, Series 24, Series 63, Series 65Clean record24 years registeredUMPQUA INVESTMENTS, INC.

ONE SW COLUMBIA STREET, PORTLAND, OR 97258CRD# 1498175Firm CRD# 1254

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kelly John Johnson · PORTLAND, OR

Registration

CRD #1498175 · UMPQUA INVESTMENTS, INC. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: UMPQUA INVESTMENTS, INC.

ALLIUM FINANCIAL ADVISORS, LLC

May 2021 – Dec 2021

CAREFREE, AZ

J.J.B. HILLIARD, W.L. LYONS, LLC

Dec 2018 – Mar 2019

Nashville, TN

UMPQUA INVESTMENTS, INC.

Feb 2010 – Jul 2014

PORTLAND, OR

RBC CAPITAL MARKETS CORPORATION

Apr 2002 – Jan 2009

PORTLAND, OR

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 24

Series 63

Series 65

Registration record

First registered · April 23, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC

CRD 1254 · SEC 801-67179

AUM

$991M

Regulatory assets under management

Employees

524

2,712 client accounts

Services offered by STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC →

Introduction

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Frequently Asked Questions

What services does Kelly John Johnson offer?

Kelly John Johnson specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Kelly John Johnson's credentials?

Kelly John Johnson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kelly John Johnson located?

Kelly John Johnson is based in PORTLAND, Oregon, last registered with UMPQUA INVESTMENTS, INC..

How does Kelly John Johnson charge for services?

Kelly John Johnson's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UMPQUA INVESTMENTS, INC.?

UMPQUA INVESTMENTS, INC. has approximately 524 employees and manages $991M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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