Unclaimed Profile

Charles Nmn Lim

STANCORP INVESTMENT ADVISERS, INC.·PORTLAND, Oregon

SIE, Series 7, Series 9, Series 10, Series 14, Series 24, Series 66Clean record17 years registeredSTANCORP INVESTMENT ADVISERS, INC.

1100 SW SIXTH AVENUE, PORTLAND, OR 97204CRD# 5039063Firm CRD# 110228

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Nmn Lim · PORTLAND, OR

Registration

CRD #5039063 · STANCORP INVESTMENT ADVISERS, INC. · 17 years registered

Brand Profile

Not yet started

Career History

STANCORP EQUITIES, INC.

Jun 2021 – present

STANCORP INVESTMENT ADVISERS, INC.

Jun 2021 – present

MIRAE ASSET WEALTH MANAGEMENT (USA) INC.

May 2019 – Apr 2021

LOS ANGELES, CA

UNIONBANC INVESTMENT SERVICES, LLC

Jan 2017 – May 2019

GLENDALE, CA

FIRST ALLIED ADVISORY SERVICES, INC.

Jun 2012 – Jan 2017

SAN DIEGO, CA

FIRST ALLIED SECURITIES, INC.

Aug 2009 – Jan 2017

SAN DIEGO, CA

LPL FINANCIAL CORPORATION

Sep 2008 – Aug 2009

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 14

Series 24

Series 66

Registration record

First registered · September 29, 2008

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STANCORP INVESTMENT ADVISERS, INC.

CRD 110228 · SEC 801-57811

AUM

$34.4B

Regulatory assets under management

Employees

112

126,310 client accounts

Services offered by STANCORP INVESTMENT ADVISERS, INC.

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at STANCORP INVESTMENT ADVISERS, INC. →

Introduction

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Frequently Asked Questions

What services does Charles Nmn Lim offer?

Charles Nmn Lim specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in PORTLAND, Oregon for a consultation.

What are Charles Nmn Lim's credentials?

Charles Nmn Lim is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Nmn Lim located?

Charles Nmn Lim is based in PORTLAND, Oregon, working with STANCORP INVESTMENT ADVISERS, INC.. Their office serves clients in the PORTLAND metropolitan area and surrounding communities.

How does Charles Nmn Lim charge for services?

Charles Nmn Lim's firm is compensated through percentage of aum, subscription fees, other: as noted in schedule d misc,affiliate by intercompany agreement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STANCORP INVESTMENT ADVISERS, INC.?

STANCORP INVESTMENT ADVISERS, INC. has approximately 112 employees and manages $34.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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