Unclaimed Profile

Todd Eugene Taylor

CADENT CAPITAL ADVISORS, LLC·TULSA, Oklahoma

SIE, Series 3, Series 7, Series 63, Series 65CFP35 years registeredCADENT CAPITAL ADVISORS, LLC

4525 EAST 91ST STREET, TULSA, OK 74137CRD# 1449302Firm CRD# 169704

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Todd Eugene Taylor · TULSA, OK

Registration

CRD #1449302 · CADENT CAPITAL ADVISORS, LLC · 35 years registered

Brand Profile

Not yet started

Career History

CADENT CAPITAL ADVISORS, LLC

Jan 2017 – present

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Nov 1990 – Nov 2016

TULSA, OK

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 63

Series 65

Registration record

First registered · November 26, 1990

Years registered · 35

Professional designation · CFP

Disclosure History

2016Employment Separation After Allegations

1996Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

CADENT CAPITAL ADVISORS, LLC

CRD 169704 · SEC 801-78860

AUM

$617M

Regulatory assets under management

Employees

1,254 client accounts

Services offered by CADENT CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CADENT CAPITAL ADVISORS, LLC →

Introduction

Speak with Todd

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Todd is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in TULSA?

Browse all registered financial advisors in TULSA, Oklahoma or claim this profile if it's yours.

Browse TULSA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Todd Eugene Taylor offer?

Todd Eugene Taylor specializes in Financial Planning, Investment Management. Contact their office in TULSA, Oklahoma for a consultation.

What are Todd Eugene Taylor's credentials?

Todd Eugene Taylor holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Todd Eugene Taylor located?

Todd Eugene Taylor is based in TULSA, Oklahoma, working with CADENT CAPITAL ADVISORS, LLC. Their office serves clients in the TULSA metropolitan area and surrounding communities.

How does Todd Eugene Taylor charge for services?

Todd Eugene Taylor's firm is compensated through percentage of aum, hourly charges, subscription fees, other: selection of other advisers fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CADENT CAPITAL ADVISORS, LLC?

CADENT CAPITAL ADVISORS, LLC has approximately 12 employees and manages $617M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →