Unclaimed Profile

Ann Molloy Dagg

CADENT CAPITAL ADVISORS, LLC·TULSA, Oklahoma

SIE, Series 7, Series 7TO, Series 31, Series 6624 years registeredCADENT CAPITAL ADVISORS, LLC

4525 EAST 91ST STREET, TULSA, OK 74137CRD# 4519312Firm CRD# 169704

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ann Molloy Dagg · TULSA, OK

Registration

CRD #4519312 · CADENT CAPITAL ADVISORS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

CADENT CAPITAL ADVISORS, LLC

Jan 2014 – present

ARVEST ASSET MANAGEMENT

May 2009 – Feb 2014

OKLAHOMA CITY, OK

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jun 2002 – May 2009

OKLAHOMA CITY, OK

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 31

Series 66

Registration record

First registered · June 6, 2002

Years registered · 24

Disclosure History

2010Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CADENT CAPITAL ADVISORS, LLC

CRD 169704 · SEC 801-78860

AUM

$617M

Regulatory assets under management

Employees

1,254 client accounts

Services offered by CADENT CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CADENT CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Ann Molloy Dagg offer?

Ann Molloy Dagg specializes in Financial Planning, Investment Management. Contact their office in TULSA, Oklahoma for a consultation.

What are Ann Molloy Dagg's credentials?

Ann Molloy Dagg is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ann Molloy Dagg located?

Ann Molloy Dagg is based in TULSA, Oklahoma, working with CADENT CAPITAL ADVISORS, LLC. Their office serves clients in the TULSA metropolitan area and surrounding communities.

How does Ann Molloy Dagg charge for services?

Ann Molloy Dagg's firm is compensated through percentage of aum, hourly charges, subscription fees, other: selection of other advisers fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CADENT CAPITAL ADVISORS, LLC?

CADENT CAPITAL ADVISORS, LLC has approximately 12 employees and manages $617M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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