Unclaimed Profile

Philip Andrew Mooberry

CADENT CAPITAL ADVISORS, LLC·TULSA, Oklahoma

SIE, Series 6, Series 7, Series 63, Series 65, Series 99TOClean record18 years registeredCADENT CAPITAL ADVISORS, LLC

4525 EAST 91ST STREET, TULSA, OK 74137CRD# 4451496Firm CRD# 169704

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Philip Andrew Mooberry · TULSA, OK

Registration

CRD #4451496 · CADENT CAPITAL ADVISORS, LLC · 18 years registered

Brand Profile

Not yet started

Career History

CADENT CAPITAL ADVISORS, LLC

Jan 2014 – present

SOWELL MANAGEMENT SERVICES

Sep 2012 – Jan 2014

NORTH LITTLE ROCK, AR

H.D. VEST ADVISORY SERVICES, INC

Apr 2011 – Oct 2012

TULSA, OK

MORGAN STANLEY SMITH BARNEY LLC

Jun 2009 – Apr 2011

TULSA, OK

CITIGROUP GLOBAL MARKETS INC.

May 2008 – Jun 2009

TULSA, OK

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Series 99TO

Registration record

First registered · May 12, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CADENT CAPITAL ADVISORS, LLC

CRD 169704 · SEC 801-78860

AUM

$617M

Regulatory assets under management

Employees

1,254 client accounts

Services offered by CADENT CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CADENT CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Philip Andrew Mooberry offer?

Philip Andrew Mooberry specializes in Financial Planning, Investment Management. Contact their office in TULSA, Oklahoma for a consultation.

What are Philip Andrew Mooberry's credentials?

Philip Andrew Mooberry is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Philip Andrew Mooberry located?

Philip Andrew Mooberry is based in TULSA, Oklahoma, working with CADENT CAPITAL ADVISORS, LLC. Their office serves clients in the TULSA metropolitan area and surrounding communities.

How does Philip Andrew Mooberry charge for services?

Philip Andrew Mooberry's firm is compensated through percentage of aum, hourly charges, subscription fees, other: selection of other advisers fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CADENT CAPITAL ADVISORS, LLC?

CADENT CAPITAL ADVISORS, LLC has approximately 12 employees and manages $617M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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