Unclaimed Profile

James Robert Cole

BOK FINANCIAL SECURITIES, INC.·TULSA, Oklahoma

BOK FINANCIAL SECURITIES, INC.

ONE WILLIAMS CENTER, TULSA, OK 74172CRD# 2941597Firm CRD# 17530

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Robert Cole · TULSA, OK

Registration

CRD #2941597 · BOK FINANCIAL SECURITIES, INC.

Brand Profile

Not yet started

Disclosure history

5 disclosures on file · See FINRA BrokerCheck for full record

About

James Robert Cole is a registered financial advisor based in TULSA, Oklahoma, affiliated with BOK FINANCIAL SECURITIES, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Retirement Planning

Wealth Management

Client Types

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

BOK FINANCIAL SECURITIES, INC.

BOK FINANCIAL ADVISORS

AUM

$738M

Regulatory assets under management

Employees

165

Total firm employees

View all advisors at BOK FINANCIAL SECURITIES, INC. →

Services

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Other

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Commissions

Regulatory

SEC/IARD CRD# 2941597

Firm CRD# 17530

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James Robert Cole offer?

James Robert Cole specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in TULSA, Oklahoma for a consultation.

What are James Robert Cole's credentials?

James Robert Cole is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Robert Cole located?

James Robert Cole is based in TULSA, Oklahoma, working with BOK FINANCIAL SECURITIES, INC.. Their office serves clients in the TULSA metropolitan area and surrounding communities.

How does James Robert Cole charge for services?

James Robert Cole's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BOK FINANCIAL SECURITIES, INC.?

BOK FINANCIAL SECURITIES, INC. has approximately 165 employees and manages $738M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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