Unclaimed Profile

Alan Philip Niemann

ADAPTATION FINANCIAL ADVISORS INC.·OKLAHOMA CITY, Oklahoma

SIE, Series 6, Series 7, Series 22, Series 24, Series 51, Series 63, Series 65ChFCClean record26 years registeredADAPTATION FINANCIAL ADVISORS INC.

700 CEDAR LAKE BLVD, OKLAHOMA CITY, OK 73114CRD# 1244350Firm CRD# 309192

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alan Philip Niemann · OKLAHOMA CITY, OK

Registration

CRD #1244350 · ADAPTATION FINANCIAL ADVISORS INC. · 26 years registered

Brand Profile

Not yet started

Career History

ADAPTATION FINANCIAL ADVISORS INC.

Aug 2020 – present

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Aug 2020 – present

ROYAL ALLIANCE ASSOCIATES, INC.

Nov 2018 – Sep 2020

DALLAS, TX

SIGNATOR INVESTORS, INC.

Jan 2000 – Nov 2018

OKLAHOMA CITY, OK

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 24

Series 51

Series 63

Series 65

Registration record

First registered · January 1, 2000

Years registered · 26

Professional designation · ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ADAPTATION FINANCIAL ADVISORS INC.

CRD 309192 · SEC 801-118982

AUM

$177M

Regulatory assets under management

Employees

1,182 client accounts

Services offered by ADAPTATION FINANCIAL ADVISORS INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ADAPTATION FINANCIAL ADVISORS INC. →

Introduction

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Frequently Asked Questions

What services does Alan Philip Niemann offer?

Alan Philip Niemann specializes in Financial Planning, Investment Management. Contact their office in OKLAHOMA CITY, Oklahoma for a consultation.

What are Alan Philip Niemann's credentials?

Alan Philip Niemann holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Alan Philip Niemann located?

Alan Philip Niemann is based in OKLAHOMA CITY, Oklahoma, working with ADAPTATION FINANCIAL ADVISORS INC.. Their office serves clients in the OKLAHOMA CITY metropolitan area and surrounding communities.

How does Alan Philip Niemann charge for services?

Alan Philip Niemann's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ADAPTATION FINANCIAL ADVISORS INC.?

ADAPTATION FINANCIAL ADVISORS INC. has approximately 5 employees and manages $177M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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