Unclaimed Profile

Kevin Vincent Cox

ADAPTATION FINANCIAL ADVISORS INC.·OKLAHOMA CITY, Oklahoma

SIE, Series 7TO, Series 66Clean record7 years registeredADAPTATION FINANCIAL ADVISORS INC.

700 CEDAR LAKE BLVD, OKLAHOMA CITY, OK 73114CRD# 6889198Firm CRD# 309192

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kevin Vincent Cox · OKLAHOMA CITY, OK

Registration

CRD #6889198 · ADAPTATION FINANCIAL ADVISORS INC. · 7 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ADAPTATION FINANCIAL ADVISORS INC.

ADAPTATION FINANCIAL ADVISORS INC.

Aug 2020 – Mar 2021

Dallas, TX

ROYAL ALLIANCE ASSOCIATES, INC.

Aug 2019 – Sep 2020

OKLAHOMA CITY, OK

Registrations & Exams

FINRA examinations passed

SIE

Series 7TO

Series 66

Registration record

First registered · August 8, 2019

Years registered · 7

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ADAPTATION FINANCIAL ADVISORS INC.

CRD 309192 · SEC 801-118982

AUM

$177M

Regulatory assets under management

Employees

1,182 client accounts

Services offered by ADAPTATION FINANCIAL ADVISORS INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ADAPTATION FINANCIAL ADVISORS INC. →

Introduction

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Frequently Asked Questions

What services does Kevin Vincent Cox offer?

Kevin Vincent Cox specializes in Financial Planning, Investment Management.

What are Kevin Vincent Cox's credentials?

Kevin Vincent Cox is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kevin Vincent Cox located?

Kevin Vincent Cox is based in OKLAHOMA CITY, Oklahoma, last registered with ADAPTATION FINANCIAL ADVISORS INC..

How does Kevin Vincent Cox charge for services?

Kevin Vincent Cox's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ADAPTATION FINANCIAL ADVISORS INC.?

ADAPTATION FINANCIAL ADVISORS INC. has approximately 5 employees and manages $177M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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