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Thompson Sylvester Phillips

PHILLIPS CAPITAL ADVISORS, INC.·OKLAHOMA CITY, Oklahoma
PHILLIPS CAPITAL ADVISORS, INC.
3401 NW 63RD ST. STE 500, OKLAHOMA CITY, OK 73116CRD# 843039Firm CRD# 115758

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thompson Sylvester Phillips · OKLAHOMA CITY, OK
Registration
CRD #843039 · PHILLIPS CAPITAL ADVISORS, INC.
Brand Profile
Not yet started
Disclosure history
6 disclosures on file · See FINRA BrokerCheck for full record
01

About

Thompson Sylvester Phillips is a registered financial advisor based in OKLAHOMA CITY, Oklahoma, affiliated with PHILLIPS CAPITAL ADVISORS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
PHILLIPS CAPITAL ADVISORS, INC.
PHILLIPS CAPITAL ADVISORS, INC.
AUM
$589M
Regulatory assets under management
Employees
17
Total firm employees
View all advisors at PHILLIPS CAPITAL ADVISORS, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 843039
Firm CRD# 115758
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Thompson Sylvester Phillips offer?
Thompson Sylvester Phillips specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in OKLAHOMA CITY, Oklahoma for a consultation.
What are Thompson Sylvester Phillips's credentials?
Thompson Sylvester Phillips is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thompson Sylvester Phillips located?
Thompson Sylvester Phillips is based in OKLAHOMA CITY, Oklahoma, working with PHILLIPS CAPITAL ADVISORS, INC.. Their office serves clients in the OKLAHOMA CITY metropolitan area and surrounding communities.
How does Thompson Sylvester Phillips charge for services?
Thompson Sylvester Phillips's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PHILLIPS CAPITAL ADVISORS, INC.?
PHILLIPS CAPITAL ADVISORS, INC. has approximately 17 employees and manages $589M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PHILLIPS CAPITAL ADVISORS, INC.

Sharon Yvonne Allman
OKLAHOMA CITY, OK
Karen Le'ellen Coker
OKLAHOMA CITY, OK

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Research
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